Key Individual (Category II)
Listing reference: nef_000127
Listing status: Online
Apply by: 29 July 2025
Position summary
Industry: Financial Services
Job category: Banking, Finance, Insurance. Stockbroking
Location: Sandton
Contract: Fixed Term Contract
Remuneration: Market Related
EE position: Yes
Introduction
We’re seeking an experienced and driven Key Individual (Category II) to oversee the management and compliance functions of our Fund. This role is critical in ensuring regulatory adherence, strategic risk oversight, and fair customer outcomes in line with the FAIS Act and other financial regulations.
You’ll work at the intersection of governance, investment, and innovation—contributing meaningfully to economic transformation while engaging with industry-leading professionals and thought leaders.
Job description
In this strategic leadership role, your core responsibilities will include:
Managing and overseeing the Fund’s discretionary financial services
- Liaising with the investment committee on portfolio appetite and risk alignment
- Reviewing investment proposals and business due diligence from Dealmakers
- Ensuring accurate and timely financial briefings from analysts
- Keeping the Fund informed of local economic trends and financial markets
- Interpreting complex financial data and maintaining detailed reporting standards
- Submitting structured reports to the FSCA and ensuring regulatory compliance
- Monitoring and maintaining full compliance with the FAIS Act
Minimum requirements
What You Bring
- Minimum of 3 years' experience managing shares, debentures & securitised debt products on a discretionary basis
- Experience or certification related to JSE-listed products (advantageous)
- Matric Diploma or Degree (NQF Level 7)
- RE1 & RE3 certifications
- Class of Business: Investments
- Must be registered as a Key Individual on at least one or two FSP licenses
Your Attributes
- Detail-oriented with a strategic mindset
- Agile multitasker who thrives in fast-paced, high-stakes environments
- Deep passion for the SME ecosystem and economic development
- Strong ethical compass and a commitment to regulatory excellence